BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司

SFC licenses

C=licensed corporation (regulated by SFC), R=Registered Institution (regulated by HKMA). If there is no starting date then the entity has been in that activity since at least 1-Apr-2003 when the current register began.

C/R Activity From Until
C Advising on corporate finance 2003-12-16
C 2004-11-01
C Advising on securities
C Asset management 2003-12-16
C Dealing in futures contracts 2012-10-26
C Dealing in securities 2011-03-21

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