JPMORGAN CHASE BANK, NATIONAL ASSOCIATION

SFC fines 2 JPMorgan entities HK$5.6m for regulatory breaches
SFC, 20-Oct-2016
SFC bans Benjamin Zhu Zhiwei, ex-JP Morgan, for 18 months
SFC, 7-May-2015
Zhu traded CFDs in a friend's account by sending trade instructions to his friend via his work email address. Not very smart if you are trying to hide your tracks!
SFC bans Ms Sui Yu for 3 months for regulatory breaches
SFC, 19-Nov-2013
...more than 4 years after the event.
JPMorgan’s fruitful ties to Wen Jiabao's daughter
New York Times, 14-Nov-2013

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