Hareion Fund
AA & EA v SFC
HK Court of First Instance, 11-Feb-2019
The application for judicial review of the SFC's decision to provide information to Japanese regulators fails.
HK Court of First Instance, 11-Feb-2019
The application for judicial review of the SFC's decision to provide information to Japanese regulators fails.
Areion Asset Management Co Ltd ordered to pay JPY684.24m by 13-Aug-2018 (in Japanese)
Japan Financial Services Agency, 12-Jun-2018
Japan Financial Services Agency, 12-Jun-2018
AA & EA v SFC: decision on amendment
HK Court of First Instance, 16-Jun-2017
The applicants are refused leave to amend their Form 86 (Notice of application for leave to apply for judicial review).
HK Court of First Instance, 16-Jun-2017
The applicants are refused leave to amend their Form 86 (Notice of application for leave to apply for judicial review).
AA & EA v SFC: decision on disclosure
HK Court of First Instance, 16-Jan-2017
The SFC is ordered to disclose records of a phone call with the Japanese regulator on 4-Dec-2014, the day before the SESC announced that it had recommended an Administrative Monetary Penalty Order against the asset manager.
HK Court of First Instance, 16-Jan-2017
The SFC is ordered to disclose records of a phone call with the Japanese regulator on 4-Dec-2014, the day before the SESC announced that it had recommended an Administrative Monetary Penalty Order against the asset manager.
AA & EA v SFC: application by Secretary for Justice to intervene
HK Court of First Instance, 13-Jan-2017
The SJ is granted permission to intervene because the applicants are challenging the constitutionality of Section 181 of the Securities and Futures Ordinance, which allows evidence to be obtained by compulsion.
HK Court of First Instance, 13-Jan-2017
The SJ is granted permission to intervene because the applicants are challenging the constitutionality of Section 181 of the Securities and Futures Ordinance, which allows evidence to be obtained by compulsion.
AA & EA v SFC
HK Court of First Instance, 8-Aug-2016
Leave is granted for substituted service of documents on the Japanese regulators by courier. It turns out that since the 1997 handover, requests made to the HKSAR Chief Secretary to serve a foreign state out of the jurisdiction are sent to the PRC Ministry of Foreign Affairs, which refuses to effect service through diplomatic channels, so they go nowhere.
HK Court of First Instance, 8-Aug-2016
Leave is granted for substituted service of documents on the Japanese regulators by courier. It turns out that since the 1997 handover, requests made to the HKSAR Chief Secretary to serve a foreign state out of the jurisdiction are sent to the PRC Ministry of Foreign Affairs, which refuses to effect service through diplomatic channels, so they go nowhere.
AA & EA v SFC
HK Court of First Instance, 5-May-2016
Ex-parte leave is granted to apply for judicial review of the SFC's decision to forward materials obtained under compulsion to the Japanese regulators.
HK Court of First Instance, 5-May-2016
Ex-parte leave is granted to apply for judicial review of the SFC's decision to forward materials obtained under compulsion to the Japanese regulators.
Recommendation for Administrative Monetary Payment Order for market manipulation by Areion Asset Management Co Ltd
Japan Securities & Exchange Surveillance Commission, 5-Dec-2014
The alleged manipulation relates to purchases of shares of Nitto Denko Corp by the Hareion Fund in the last 30 seconds prior to the stock's inclusion in a Nikkei index on 25-Sep-2013.
Japan Securities & Exchange Surveillance Commission, 5-Dec-2014
The alleged manipulation relates to purchases of shares of Nitto Denko Corp by the Hareion Fund in the last 30 seconds prior to the stock's inclusion in a Nikkei index on 25-Sep-2013.
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