SFC fines BMI Securities Ltd HK$3.7m and suspends Maggie Tang Wing Chi for 5.5 months
SFC, 11-Feb-2020
For breaches of anti-money laundering requirements in relation to a placing of shares in Bank of Jinzhou (0416) and the 2016 IPO of Yadea (1585).

• Orgs
  • BANK OF JINZHOU CO., LTD.
  • BMI Securities Limited
• People
  • Tang, Maggie Wing Chi 鄧穎芝