Lehman Brothers Holdings Inc.

HSBC Private Bank (Suisse) SA fined HK$400m for systemic failures in selling Lehman crap
SFC, 21-Nov-2017
SFC, HKMA, RBS reach agreement on Lehman ELNs sold to pros
SFC, 4-Dec-2013
SFC, HKMA & The Royal Bank of Scotland N.V. reach agreement on Lehman Brothers-related equity-linked notes
SFC & HKMA, 18-Jul-2013
SFC, HKMA and Citibank reach agreement on Lehman Brothers-issued market-linked notes and equity-linked notes
SFC & HKMA, 8-Jul-2011
Sun Hung Kai Investment Services fined HK$4.5 million
SFC, 21-Jun-2011
HKSAR v Tai Ching
HK District Court, 25-May-2011
A Bank of China employee is acquitted of fraud charges in relation to sales of Lehman Minibonds
SFC reprimands Core Pacific-Yamaichi International (H.K.) Ltd
SFC, 12-May-2011
HKSAR v Cheung Kwai Kwai
HK District Court, 18-Feb-2011
A Bank of China HK employee is cleared of fraudulently or recklessly inducing others to invest money in Lehman minibonds.
SFC/HKMA settlement agreement with 16 banks over Lehman Minibonds, 22-Jul-2009
Company filing, 8-Oct-2010
Shek Lai San v SFC & HKMA
HK Court of First Instance, 30-Apr-2010
A Lehman Minibond victim unsuccessfully seeks leave for judicial review of the SFC and HKMA's decision to reach a settlement agreement with 15 banks.
High Court rules Lehman Brothers must turn over documents to SFC
SFC, 21-Aug-2009
Sun Hung Kai Investment Services and KGI Asia complete Minibond repurchases
SFC, 2-Jul-2009
KGI Asia Ltd agrees with SFC to repurchase Minibonds from its clients at original value
SFC, 5-Apr-2009
Sun Hung Kai agrees with SFC to repurchase Lehman Minibonds at face value
SFC, 22-Jan-2009
Intermediaries should accelerate internal mis-selling inquiries
SFC, 23-Oct-2008
SFC urges structured notes holders to seek updated information
SFC, 22-Oct-2008
Lessons from Lehman Minibonds
Webb-site.com looks beyond the Lehman minibonds fiasco and proposes three steps to reform the regulatory system for the sale of financial products. Without such reforms, there is a risk of either repeated crises or an outright ban on the sale of such products. Tell us what you think in our opinion poll. (20-Oct-2008)
SFC to initiate mis-selling investigation against banks
SFC, 17-Oct-2008
Putting it right without stifling the industry
SFC, 29-Sep-2008
SFC to investigate Lehman Brothers Minibond mis-selling complaints
SFC, 24-Sep-2008
SFC publishes lists of Lehman Brothers-related retail structured notes
SFC, 23-Sep-2008
SFC steps up measures to address Lehman Minibond investors’ concerns
SFC, 22-Sep-2008
SFC meets Lehman Minibonds holders
SFC, 20-Sep-2008
SFC reminds regulated persons to meet obligations to investors
SFC, 19-Sep-2008
Retail brokerages not wobbly post-Lehman collapse
SFC, 17-Sep-2008
SFC clarifies issues on Lehman Minibonds
SFC, 17-Sep-2008
SFC issues Restriction Notices on Lehman Brothers' entities in HK
SFC, 16-Sep-2008
Lehman Brothers unlisted structured products
SFC, 16-Sep-2008

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