CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 中國國際金融香港證券有限公司
SFC issues restriction notice on a client account at CICC
| Restriction Notice
SFC, 8-Dec-2023
The SFC suspects insider dealing in an unnamed stock. Webb-site can tell you that the stock is 360 Ludashi Holdings Ltd (3601), deduced from the Notice published in the Gazette on 15-Dec, and the amount frozen is HK$9.57m.
SFC, 8-Dec-2023
The SFC suspects insider dealing in an unnamed stock. Webb-site can tell you that the stock is 360 Ludashi Holdings Ltd (3601), deduced from the Notice published in the Gazette on 15-Dec, and the amount frozen is HK$9.57m.
SFC bans Ms Sun Yiding for 8 months
| Statement of Disciplinary Action
SFC, 19-Dec-2022
For operating an external brokerage account, in which she conducted 829 trades worth HK$47.4m in a year, including 3 stocks on a Restricted List, without disclosure or pre-clearance.
SFC, 19-Dec-2022
For operating an external brokerage account, in which she conducted 829 trades worth HK$47.4m in a year, including 3 stocks on a Restricted List, without disclosure or pre-clearance.
SFC bans Mr Xu Tao, ex-CICC, for 4 months
SFC, 11-Oct-2017
For taking stockbroking orders by WeChat.
SFC, 11-Oct-2017
For taking stockbroking orders by WeChat.
Ping An: not the whole picture
We look behind last night's shock placing by Ping An Insurance to tycoon Cheng Yu Tung, and call for a full explanation from the issuer. (15-Mar-2011)
We look behind last night's shock placing by Ping An Insurance to tycoon Cheng Yu Tung, and call for a full explanation from the issuer. (15-Mar-2011)
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy