LEI SHING HONG LIMITED 利星行有限公司

Re scheme of arrangement
HK Court of First Instance, 13-Mar-2008
Concentration warning
Company announcement, 29-Nov-2007
Concentration warning
Company announcement, 1-Jun-2007
SFC bans Mr Kris Cheung Kwok Chiu forever for poor financial integrity and lying to the SFC
SFC, 10-Nov-2004
Breach of Listing Rules
Company announcement, 27-Oct-2004
Hung Ching Wan v Kris Cheung Kwok Chiu
HK Court of First Instance, 9-Jun-2004
SFC suspends Johnnie Chan Wai Chow for 4 weeks & reprimands Lei Shing Hong Securities Ltd & Susanna Lau Shun King over internal controls
SFC, 13-Oct-2003
SFC takes action against Leung Wing Fai and suspends Mr George Ho Chu Ming and Mr Heng Hian Mok
SFC, 28-Jan-2003
The 3 brokers at 3 different firms were involved in providing the required 100 placees of 33 issues of derivative warrants using "some 30" discretionary accounts each and then selling them back to the issuer the next day.
SFC prosecutes Mr Heng Hian Mok, ex-Lei Shing Hong Securities Ltd, for naked short selling
SFC, 26-Nov-2002
Breach of Listing Rules
Company announcement, 27-Apr-2001
Action against Lei Shing Hong Securities Ltd & Mr Johnnie Chan Wai Chow
SFC & SEHK, 10-Oct-1999
SFC reprimands Mr Percy Lam Wai Hung for unregistered dealing
SFC, 10-Oct-1999
SFC prosecutes Mr Johnnie Chan Wai Chow
SFC, 21-Jan-1999

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