WIN WONG SECURITIES LIMITED 宏旺証券有限公司

SFC bans Ma Kwok Ho and Gee King Yip, ex-Win Wong Securities Ltd, for for 2 years and 16 months respectivelyStatements of Disciplinary Action
SFC, 9-Nov-2021
For unauthorised discretionary trading in client accounts.
SFC fines Win Wong Securities Ltd, Chan Sin Keung & Kwan Tart Yung
SFC, 3-Mar-2009

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