Essence International Financial Holdings Limited 安信國際金融控股有限公司

SFC suspends Chan Yuk Chun, ex-China Southern Securities (HK) Ltd, for 3 months
SFC, 5-Mar-2007
SFC fines China Southern Securities (Hong Kong) Ltd HK$0.4m & Mr Cheung Tung Woon HK$35k for FRR breaches
SFC, 20-Jul-2005
SFC reprimands Mr Cheung Tung Woon & China Southern Securities (Hong Kong) Ltd for poor internal controls
SFC, 14-Sep-2004
SFC reprimands Mr Wong Ching Lau
SFC, 13-Jan-2004
SFC reprimands Mr Li Cheung for failings in warrants placements and personal trading behind employer's back
SFC, 28-Mar-2003
SFC reprimands Mr Ringo Leung Wai Yip for failings to tell employer that accounts were discretionary
SFC, 19-Dec-2002
SFC reprimands Mr Chan Ping Kuen of South Capital Brokerage Ltd
SFC, 26-Jul-2001

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