SFC fines Ewarton Securities Ltd HK$1.5m | Statement of Disciplinary Action
SFC, 27-May-2021

• People
  • Mung, Wai Sun 蒙煒燊

SFC suspends Mung Wai Sun, ex-Ewarton Securities, for 9 months | Statement of Disciplinary Action
SFC, 21-Sep-2020
For discretionary dealing for a client without written authorisation, and putting his orders ahead of his client.

• People
  • Mung, Wai Sun 蒙煒燊

SFC fines Mr Chan Yu Man of Ewarton Securities Ltd HK$30k for short selling
SFC, 7-Sep-2005

• People
  • Chan, Yu Man (SFC:AEX742) 陳裕旻
• Topics
  • Short-selling

SFC fines Mr Yu Hing Fai of Ewarton Securities Ltd HK$40k for short selling
SFC, 7-Sep-2005

• People
  • Yu, Hing Fai 余慶輝
• Topics
  • Short-selling

SFC fines Mr Ng Yan Ngai of Ewarton Securities Ltd HK$40k for supervision failures
SFC, 7-Sep-2005

• People
  • Chan, Yu Man (SFC:AEX742) 陳裕旻
  • Ng, Yan Ngai 吳仁毅
  • Yu, Hing Fai 余慶輝
• Topics
  • Short-selling

SFC prosecutes Mr Yuen Pak Kan for giving false info on his financial status
SFC, 3-Feb-2005

• People
  • Yuen, Pak Kan 袁伯勤

SFC reprimands Ewarton Securities Ltd, Mr Kenneth Ng Ka Wing and Mr Alfred Yeung Sau Fung
SFC, 26-Apr-2001

• People
  • Ng, Kenneth Ka Wing 吳家榮
  • Yeung, Alfred Sau Fung 楊秀峰