SFC bans Philip Leung Ming Yin, ex-HSBC, for 6 months
SFC, 20-Mar-2017

• Orgs
  • HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
  • HSBC BROKING FOREX (ASIA) LIMITED
  • HSBC BROKING SECURITIES (ASIA) LIMITED
  • HSBC HOLDINGS PLC
• People
  • Leung, Philip Ming Yin 梁銘賢

SFC bans Lam Yuk Wai, ex-HSBC, for life
SFC, 29-Dec-2016
His unauthorised trading and deception over 4 years cost HSBC HK$70m in compensation to 7 clients. HSBC has reported him to the police.

• Orgs
  • HSBC BROKING FOREX (ASIA) LIMITED
  • HSBC BROKING FUTURES (HONG KONG) LIMITED
  • HSBC BROKING SECURITIES (ASIA) LIMITED
• People
  • Lam, Yuk Wai (SFC:AQH196) 林育瑋