YARDLEY SECURITIES LIMITED 溢利證券有限公司
SFC fines Raymond Leung Tak Shing, CEO of Yardley Securities Ltd, HK$400k for AML breaches
| Statement of Disciplinary Action
SFC, 5-Jul-2021
SFC, 5-Jul-2021
SFC fines Yardley Securities HK$5m for AML breaches
| Statement of Disciplinary Action
SFC, 17-Mar-2021
This involve 2 clients between Feb-May-2016, and transfers to and from 3rd parties in the "casino and gaming industry", using Yardley as a conduit.
SFC, 17-Mar-2021
This involve 2 clients between Feb-May-2016, and transfers to and from 3rd parties in the "casino and gaming industry", using Yardley as a conduit.
SFC severely reprimands Yardley Securities Ltd and suspends Raymond Leung Tak Shing for 14 months
SFC, 10-Sep-2003
SFC, 10-Sep-2003
SFC takes action against Yardley Securities, Yardley Futures, Chan Kin Sun & Raymond Leung Tak Shing
SFC, 30-Oct-1997
SFC, 30-Oct-1997
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