BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司
SFC bans Mr Fok Chi Kin for 8 months
SFC, 22-Jun-2017
For taking a sales presentation and a client list with him when he moved from JPMorgan to BNP Paribas. He was stupid enough to send it out by e-mail.
SFC, 22-Jun-2017
For taking a sales presentation and a client list with him when he moved from JPMorgan to BNP Paribas. He was stupid enough to send it out by e-mail.
MMT report on insider dealing in COLI shares, Part 1
| Part 2
Market Misconduct Tribunal, 20-Aug-2009
Market Misconduct Tribunal, 20-Aug-2009
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy