BNP PARIBAS
Kim Bum Suk, ex-BNP Paribas, banned for 27 months
| Statement of Disciplinary Action
SFC, 29-Mar-2022
For unauthorised discretionary dealings using pre-signed blank instruction forms.
SFC, 29-Mar-2022
For unauthorised discretionary dealings using pre-signed blank instruction forms.
SFC commences insider dealing prosecutions over IDS privatisation
SFC, 9-Jun-2017
Mr Lam Yik Tung is alleged to have tipped his friends in Aug-2010. According to Webb-site Who's Who, he worked for BNP Paribas until 17-Apr-2014. BNP Paribas was the independent financial adviser to Li & Fung Ltd on the privatisation.
SFC, 9-Jun-2017
Mr Lam Yik Tung is alleged to have tipped his friends in Aug-2010. According to Webb-site Who's Who, he worked for BNP Paribas until 17-Apr-2014. BNP Paribas was the independent financial adviser to Li & Fung Ltd on the privatisation.
SFC fines BNP Paribas Securities (Asia) Ltd HK$11m for failing to report cross trades
SFC, 1-Jun-2015
SFC, 1-Jun-2015
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