CITIC Securities Company Limited 中信証券股份有限公司

SFC suspends Mr Andy Lui Hing Yip for 9 months over unlicensed activities in his Wanchai branch
SFC, 12-Jan-2012
SFC bans Mr Man Bun Mo for 5 months for paying unlicensed person to perform regulated activities
SFC, 11-Aug-2011
Mr Wong Sai Lai suspended for 4 months for paying unlicensed person to perform regulated activities
SFC, 4-Aug-2011

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top