In this article

SFC fines UBS HK$375m and suspends its sponsor licence for 1 year

SFC, 14-Mar-2019

Over the IPOs of China Forestry in 2009 (now delisted), Tianhe Chemicals (1619) in 2014 and a third as-yet unnamed listing application, which is almost certainly China Metal Recycling (Holdings) Ltd, listed in 2009 and ordered in 2015 to be wound up.

Organisations

• CHINA FORESTRY HOLDINGS CO., LTD. 中國森林控股有限公司
• China Metal Recycling (Holdings) Limited 中國金屬再生資源(控股)有限公司
• Tianhe Chemicals Group Limited 天合化工集團有限公司
• UBS AG
• UBS SECURITIES HONG KONG LIMITED

People

• Cen, Tian 岑天

Topics

• Sponsor regulation

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