In this article

High Court rules SFC disciplinary process fairJudgment

SFC, 23-Aug-2010

Note: from the facts in the judgment (paragraphs 4 and 7) and a subsequent SFC release, "A" is almost certainly Mr Chan Hon Man, ex-Phillip Securities. The SFC announced a settlement on 31-Aug-2010 in which Mr Chan was fined $134,580 and prohibited from re-entering the industry for 18 months, as originally proposed.

Organisations

People


Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top