Financial services regulation

Subcategories

Accumulator contracts
Boiler rooms
Broker regulation
Enigma Network
HAMS proposal
Misselling
Short-selling
Sponsor regulation
Statutory backing of Listing Rules
Unauthorised investment ads
Unlicensed investment advice

Members

Accounting and Financial Reporting Council
Accounting and Financial Reporting Council Process Review Panel
EXCHANGE FUND INVESTMENT LIMITED
GEM Listing Committee
HKEx Risk Management Committee
HKICPA Investigation Panel A
HKMA Process Review Committee
HKSAR Advisory Committee on Bond Market Development
HKSAR Advisory Committee on Human Resources Development in the Financial Services Sector
HKSAR Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Review Tribunal
HKSAR Banking Advisory Committee
HKSAR Deposit Protection Appeals Tribunal
HKSAR Deposit-taking Companies Advisory Committee
HKSAR Exchange Fund Advisory Committee
HKSAR Expert Group to Review the Securities and Futures Market Regulatory Structure
HKSAR Financial Leaders Forum
HKSAR Futures Fund Compensation Committee
HKSAR Leveraged Foreign Exchange Trading Arbitration Panel
HKSAR Mandatory Provident Fund Industry Schemes Committee
HKSAR Mandatory Provident Fund Schemes Advisory Committee
HKSAR Mandatory Provident Fund Schemes Appeal Board
HKSAR Market Misconduct Tribunal
HKSAR Occupational Retirement Schemes Appeal Board
HKSAR Panel of Inquiry on Penny Stocks Incident
HKSAR Payment Systems and Stored Value Facilities Appeals Tribunal
HKSAR Securities and Futures Appeals Panel
HKSAR Securities and Futures Appeals Tribunal
HKSAR Securities Review Committee (1987 crash)
HKSAR Standing Committee on Company Law Reform
HKSAR Working Group on eMPF
HONG KONG DEPOSIT PROTECTION BOARD
Hong Kong Monetary Authority
INVESTOR COMPENSATION COMPANY LIMITED
Mandatory Provident Fund Schemes Authority
MPFA Process Review Panel
SECURITIES AND FUTURES COMMISSION
SEHK Disciplinary Committee
SEHK Listing Committee
SEHK-GEM Listing Review Committees
SFC (HKEC Listing) Appeals Committee
SFC (HKEC Listing) Committee
SFC Academic and Accreditation Advisory Committee
SFC Advisory Committee
SFC Committee on Real Estate Investment Trusts
SFC Committee on Unit Trusts
SFC Disciplinary Chair Committee
SFC Dual Filing Advisory Group
SFC Fintech Advisory Group
SFC Futures Compensation Fund Committee
SFC Investment-Linked Assurance and Pooled Retirement Funds Committee
SFC Investor Compensation Fund Committee
SFC Investor Education Advisory Committee
SFC Process Review Panel
SFC Products Advisory Committee
SFC Public Shareholders Group
SFC Securities Compensation Fund Committee
SFC Share Registrars Disciplinary Committee
SFC Takeovers and Mergers Panel
SFC Takeovers Appeal Committee

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