SFC bans Sammy Shiu Kin Keung and Wat Hin Pong, ex-China Rise Securities, for 28 months and 7 months respectively
SFC, 31-Mar-2020
Mr Wat has since moved on to Canfield Securities Co Ltd.

• Orgs
  • Canfield Securities Company Limited
  • CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED
• People
  • Wat, Hin Pong 屈顯邦

SFC fines China Rise Securities Asset Management HK$6.3m for regulatory breaches and internal control failures
SFC, 31-Oct-2019

• Orgs
  • CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED

Former Responsible Officer convicted and fined for illegal short selling
SFC, 9-Jun-2017

• Orgs
  • China Ocean Industry Group Limited
  • CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED
  • Guoan International Limited
  • Huiyin Holdings Group Limited