Lau, Zabrina Shing Yan 劉勝欣

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Webb-site Reports

HKICPA fines KPMG, June Yu Yuk Ping & Yu Wai Sum HK$1m total, plus HK$5m costs
HKICPA, 23-Sep-2021
For bad audits of China Forestry (ex-0930) for 2006-2009. They win our "Can't See the Forest for the Trees" award. The Financial Reporting Council didn't start investigating until 2012, and its Audit Investigation Board reported back in 2016. The HKICPA then launched this case in 2017. Meanwhile China Forestry last traded with a market cap of HK$9.03bn in 2011 and went into liquidation in 2015.

HKICPA fines Vincent Ho Pak Tat, Eliza Yuen Suk Ching & HLM CPA Ltd HK$250k
HKICPA, 30-Sep-2019
For bad work on the Mar-2015 audit of Chinese Energy (8009). The committee notes that Yuen and HLM have previous sanctions which indicate a "persistent failure to comply with professional standards".

HKICPA fines Aaron Wong Yuk Ming HK$50k and bans him for 18 months
HKICPA, 30-Jul-2019
For deficiencies in quality control and misleading reviewers by creating working papers after the audits were completed.

HKICPA fines Keith So Kwok Keung of East Asia Sentinel Ltd HK$60k
HKICPA, 10-Oct-2017
This relates to the 2014 audit of Extrawell Pharmaceutical (0858).

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