SFC fines Chan Hon Man HK$134,580
SFC, 31-Aug-2010

• Orgs
  • PHILLIP COMMODITIES (H.K.) LIMITED
  • PHILLIP SECURITIES (HONG KONG) LIMITED
• Topics
  • Market manipulation

High Court rules SFC disciplinary process fair | Judgment
SFC, 23-Aug-2010
Note: from the facts in the judgment (paragraphs 4 and 7) and a subsequent SFC release, "A" is almost certainly Mr Chan Hon Man, ex-Phillip Securities. The SFC announced a settlement on 31-Aug-2010 in which Mr Chan was fined $134,580 and prohibited from re-entering the industry for 18 months, as originally proposed.

• Orgs
  • SECURITIES AND FUTURES COMMISSION