Kwok, Ho (1955) 郭浩
Report on dealings in Chaoda Modern (0682)
Market Misconduct Tribunal, 26-Apr-2012
George William Stairs of Fidelity Management & Research Co is found culpable of market misconduct.
Market Misconduct Tribunal, 26-Apr-2012
George William Stairs of Fidelity Management & Research Co is found culpable of market misconduct.
Chaoda (0682): MMT proceedings against Chairman and Executive Director
Company announcement, 30-Sep-2011
Under the Listing Rules, these proceedings should have been announced when they were first known to the directors concerned. The referral by the Financial Secretary to the MMT was dated 25-Jul-2011, so they knew by then. The SFC also knew: they investigate cases before referring them to the Financial Secretary. The SFC should have informed the Stock Exchange which would then require the company to announce the FS's referral to the MMT. What we have here is a failure to communicate.
Company announcement, 30-Sep-2011
Under the Listing Rules, these proceedings should have been announced when they were first known to the directors concerned. The referral by the Financial Secretary to the MMT was dated 25-Jul-2011, so they knew by then. The SFC also knew: they investigate cases before referring them to the Financial Secretary. The SFC should have informed the Stock Exchange which would then require the company to announce the FS's referral to the MMT. What we have here is a failure to communicate.
Referal to MMT of Kwok Ho, Andy Chan Chi Po and George Stairs
Market Misconduct Tribunal, 28-Sep-2011
In the case related to the shares of Chaoda (0682), the MMT finally gets around to publishing a referral that it was sent on 25-Jul-2011. We call on the Financial Secretary and the MMT to publish such documents when filed in future.
Market Misconduct Tribunal, 28-Sep-2011
In the case related to the shares of Chaoda (0682), the MMT finally gets around to publishing a referral that it was sent on 25-Jul-2011. We call on the Financial Secretary and the MMT to publish such documents when filed in future.
Asian Citrus fiasco
We look at the background of Asian Citrus, owner of a former Tropicana orange plantation in Guangxi, whose lease was terminated in mysterious circumstances, and the chaotic HK debut last week in which HK$291m changed hands at inflated prices. In response to numerous investor e-mails we consider what action they might take. The HK Law Reform Commission has proposed allowing class actions - add your voice to that. (30-Nov-2009)
We look at the background of Asian Citrus, owner of a former Tropicana orange plantation in Guangxi, whose lease was terminated in mysterious circumstances, and the chaotic HK debut last week in which HK$291m changed hands at inflated prices. In response to numerous investor e-mails we consider what action they might take. The HK Law Reform Commission has proposed allowing class actions - add your voice to that. (30-Nov-2009)
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