Poon, Ming Pui 潘明培

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SFC roles

Organisation Position From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2008-06-06 2009-06-20
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RepRepresentative 2005-10-05 2005-11-01
Resp OffResponsible Officer 2005-11-01 2009-06-03
3 CICC US Securities, Inc. Resp OffResponsible Officer 2007-08-03 2009-06-20
4 UBS SECURITIES ASIA LIMITED Resp OffResponsible Officer 2005-03-30
RepRepresentative 2005-03-30 2005-09-03
5 UBS SECURITIES HONG KONG LIMITED Resp OffResponsible Officer 2005-03-30
RepRepresentative 2005-03-30 2005-09-03
6 Yuanta Securities (Hong Kong) Company Limited RepRepresentative 2009-08-06 2009-11-02
Resp OffResponsible Officer 2009-11-02 2011-04-21

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