Lo, Rex Sui Yan 盧穗欣

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SFC roles

Organisation Position From Until
1 BEA Union Investment Management Limited RepRepresentative 2014-06-24 2017-05-04
Resp OffResponsible Officer 2017-05-04
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED RepRepresentative 2012-02-06 2012-05-28
3 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RepRepresentative 2012-01-09 2012-05-28
4 China Securities (International) Asset Management Company Limited RepRepresentative 2013-09-24 2014-04-14
Resp OffResponsible Officer 2014-04-14 2014-05-24
5 China Securities (International) Brokerage Company Limited Resp OffResponsible Officer 2013-04-24 2014-05-24
6 Daiwa Capital Markets Hong Kong Limited RepRepresentative 2010-11-20 2011-09-03
7 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED RepRepresentative 2010-11-02 2011-09-03
8 KBC FINANCIAL PRODUCTS HONG KONG LIMITED RepRepresentative 2007-03-02
Resp OffResponsible Officer 2007-03-02 2007-11-09
RepRepresentative 2007-11-09 2008-02-15
Resp OffResponsible Officer 2008-02-15 2010-11-20

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