Lay, Richard Donovan

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SFC roles

Organisation Position From Until
1 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED RepRepresentative 2008-05-29 2010-08-31
2 LEHMAN BROTHERS ASIA LIMITED RepRepresentative 2005-10-14 2007-09-17
3 Merrill Lynch (Asia Pacific) Limited RepRepresentative 2007-11-07 2008-04-24
4 Merrill Lynch Far East Limited RepRepresentative 2007-11-07 2008-04-24
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED RepRepresentative 2007-11-07 2008-04-24
6 UBS SECURITIES ASIA LIMITED RepRepresentative 2005-04-11 2005-09-06

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