Yam, David (SFC:ACJ708) 任卓偉

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SFC roles

Organisation Position From Until
1 CITIC Securities Brokerage (HK) Limited Resp OffResponsible Officer 2004-06-10
RepRepresentative 2004-06-10 2005-08-24
RepRepresentative 2007-10-12 2007-11-12
2 CITIC Securities Futures (HK) Limited RepRepresentative 2003-06-06 2005-08-24
RepRepresentative 2007-10-12 2007-11-12
3 SBI China Capital Asset Management Limited Resp OffResponsible Officer 2021-04-22 2022-03-23
4 SBI China Capital Commodities Limited RepRepresentative 2005-09-01 2007-10-02
RepRepresentative 2007-11-30 2013-02-28
5 SBI China Capital Financial Services Limited RepRepresentative 2005-10-06 2006-04-28
Resp OffResponsible Officer 2006-04-28 2007-10-02
RepRepresentative 2007-11-30 2008-04-23
Resp OffResponsible Officer 2008-04-23
6 SBI China Capital Securities Limited RepRepresentative 2005-09-01 2006-06-29
Resp OffResponsible Officer 2006-06-29 2007-10-02
RepRepresentative 2007-11-30 2008-04-23
Resp OffResponsible Officer 2008-04-23 2011-09-30
7 XINHUA INVESTMENT GROUP HONG KONG LIMITED Resp OffResponsible Officer 2007-03-20 2007-09-30

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