Tsao, Philip 曹為實

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end date:
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Main board

Organisation Position From Until Total
Return
CAGR
total
return
CAGR
relative
return
1 BARCLAYS CAPITAL ASIA LIMITED MDManaging Director 2011-06 2015-05
2 China Development Financial Holdings Corporation DirDirector 2006-07 2009-07
3 China Development Industrial Bank Inc. PresPresident 2006-07 2008-04
4 * China Everbright Greentech Limited INEDIndependent Non-Executive Director 2017-05-08 2024-02-09 -81.69% -22.22% -19.73%
5 GOLDMAN SACHS (ASIA) L.L.C. EDExecutive Director 1997-10 2002-02
6 Morgan Stanley Asia Limited MDManaging Director 2010-03 2011-06
7 UBS AG MDManaging Director 2002-02 2006-04
Average -22.22% -19.73%

Manager/adviser/other

Organisation Position From Until
1 BARCLAYS CAPITAL ASIA LIMITED ConsConsultant 2015-06 2016-03

SFC roles

Organisation Position From Until
1 BARCLAYS CAPITAL ASIA LIMITED RepRepresentative 2011-06-30 2015-02-11
2 Morgan Stanley Asia Limited RepRepresentative 2010-02-26 2011-03-29
3 Morgan Stanley Hong Kong Futures Limited RepRepresentative 2010-02-26 2010-12-06
4 Morgan Stanley Hong Kong Securities Limited RepRepresentative 2010-02-26 2011-03-29

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Total returns are measured from the latest of the start date, the appointment date and 3-Jan-1994 until the earliest of the end date, the resignation/removal date and the last trading date. CAGR is the annualised return and is not shown for periods under 180 days. Relative returns are to the Tracker Fund of HK (2800), starting from the latest of 12-Nov-1999, the appointment date and the chosen start date.

* = is or was HK primary-listed


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