Tse, Siu Yuen 謝少淵
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | RepRepresentative | 2010-12-24 | 2016-10-16 | |
2 | CHIEF SECURITIES LIMITED | RepRepresentative | 2007-11-16 | 2016-10-16 | |
3 | Forwin Futures Group Limited | Resp OffResponsible Officer | 2017-03-10 | 2017-07-31 | |
4 | Forwin Securities Group Limited | Resp OffResponsible Officer | 2017-03-10 | 2017-07-31 | |
5 | Goldhorse Securities Limited | Resp OffResponsible Officer | 2021-10-04 | 2022-09-26 | |
6 | MIGHTY DIVINE SECURITIES LIMITED | Resp OffResponsible Officer | 2021-03-03 | 2021-04-07 | |
7 | Thunder Stone Securities (Hong Kong) Limited | Resp OffResponsible Officer | 2018-08-23 | 2019-08-16 | |
8 | XIN HUA SECURITIES (HONG KONG) LIMITED | Resp OffResponsible Officer | 2016-10-18 | 2016-12-18 |
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