Yu, Douglas Kim Ho 余劍豪

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SFC roles

Organisation Position From Until
1 CCB INTERNATIONAL SECURITIES LIMITED RepRepresentative 2005-10-13 2006-05-26
2 CHINA EVERBRIGHT CAPITAL LIMITED RepRepresentative 2011-04-19 2011-12-09
Resp OffResponsible Officer 2011-12-09 2015-05-15
3 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RepRepresentative 2011-04-19 2011-12-09
Resp OffResponsible Officer 2011-12-09 2015-05-15
4 CHINA MERCHANTS FUTURES (HK) CO., LIMITED RepRepresentative 2008-10-03 2009-07-02
5 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RepRepresentative 2008-10-03 2009-07-02
6 China Sunrise Capital Limited RepRepresentative 2017-03-14 2017-05-16
7 CINDA INTERNATIONAL CAPITAL LIMITED RepRepresentative 2009-09-15 2011-04-01
8 CINDA INTERNATIONAL SECURITIES LIMITED RepRepresentative 2009-09-15 2011-04-01
9 CITIC Securities Brokerage (HK) Limited RepRepresentative 2004-06-30
10 CITIC Securities Futures (HK) Limited RepRepresentative 2004-06-30
11 KINGSTON FUTURES LIMITED RepRepresentative 2005-03-08 2005-05-06
12 KINGSTON SECURITIES LIMITED RepRepresentative 2005-03-08 2005-05-06
13 Sino-Rich Securities & Futures Limited Resp OffResponsible Officer 2016-08-16 2017-02-08
RepRepresentative 2018-03-21 2018-04-13
Resp OffResponsible Officer 2018-04-13 2019-01-04
14 Tung Shing Futures (Brokers) Limited RepRepresentative 2006-07-17 2008-09-01
15 Tung Shing Securities (Brokers) Limited RepRepresentative 2006-06-06 2008-09-01
16 WK FUND MANAGEMENT LIMITED RepRepresentative 2019-02-25 2019-04-30
Resp OffResponsible Officer 2019-04-30 2020-09-30

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