Lam, Calvin Si Yang 林思暘

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SFC roles

Organisation Position From Until
1 BASE ASSET MANAGEMENT LTD RepRepresentative 2024-05-06
2 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED RepRepresentative 2012-08-28 2013-12-27
3 CHINA EVERBRIGHT SECURITIES (HK) LIMITED RepRepresentative 2011-05-18 2013-12-27
RepRepresentative 2018-10-11 2018-12-06
Resp OffResponsible Officer 2018-12-06 2021-06-25
4 CLSA FUTURES LIMITED RepRepresentative 2007-02-14 2007-10-03
5 CLSA LIMITED RepRepresentative 2007-02-14 2007-10-03
6 Crosby Securities Limited RepRepresentative 2015-08-26 2015-09-18
Resp OffResponsible Officer 2015-09-18 2017-06-30
7 Everbright Securities Investment Services (HK) Limited RepRepresentative 2018-10-11 2018-12-06
Resp OffResponsible Officer 2018-12-06 2021-06-25
8 Guosen Securities (HK) Brokerage Company, Limited RepRepresentative 2014-01-24 2015-07-23
9 KGI ASIA LIMITED RepRepresentative 2017-07-17 2017-10-02
RepRepresentative 2017-10-03 2018-01-17
Resp OffResponsible Officer 2018-01-17 2018-09-03
10 Magpie Securities Limited (HK) RepRepresentative 2021-09-03 2021-10-20
Resp OffResponsible Officer 2021-10-20 2022-06-30
11 MIZUHO SECURITIES ASIA LIMITED RepRepresentative 2009-12-04 2011-02-28
12 Nomura Asia Investment (Hong Kong) Limited RepRepresentative 2007-11-05 2009-04-30
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2007-11-05 2009-04-30
14 NOMURA SECURITIES (HONG KONG) LIMITED RepRepresentative 2008-04-11 2009-04-30
15 RICHLAND CAPITAL MANAGEMENT LIMITED RepRepresentative 2009-10-02 2009-11-23
16 VAN BERKOM GOLDEN DRAGON LIMITED RepRepresentative 2023-07-14 2023-07-25
Resp OffResponsible Officer 2023-07-25 2023-12-14

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