Liu, Joseph (SFC:AXD120)
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | RepRepresentative | 2015-04-23 | 2019-09-05 | |
| 2 | CLSA LIMITED | RepRepresentative | 2015-04-23 | 2019-09-05 | |
| 3 | CSI Corporate Finance (HK) Limited | RepRepresentative | 2011-04-11 | 2016-01-01 | |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RepRepresentative | 2019-12-19 | 2021-08-26 | |
| 5 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RepRepresentative | 2021-09-10 | ||
| 6 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RepRepresentative | 2021-09-10 | 2022-06-21 | |
| Resp OffResponsible Officer | 2022-06-21 |
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