Kwan, Lok Sing 關樂聲

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SFC roles

Organisation Position From Until
1 BOCI SECURITIES LIMITED RepRepresentative 2008-01-04 2009-07-08
2 CGS International Securities Hong Kong Limited RepRepresentative 2006-10-16 2006-10-25
3 CMB International Capital Holdings Corporation Limited RepRepresentative 2009-07-13 2010-11-16
4 CMB International Securities Limited RepRepresentative 2010-09-24 2011-05-19
Resp OffResponsible Officer 2011-05-19 2018-05-29
5 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED RepRepresentative 2007-05-02 2007-06-23
6 HONGDA SECURITIES LIMITED Resp OffResponsible Officer 2019-01-07 2020-01-15
7 Instinet Alpha Trading Limited RepRepresentative 2006-09-11
8 INSTINET PACIFIC LIMITED RepRepresentative 2006-09-11
9 LEHIN SECURITIES LIMITED RepRepresentative 2007-02-09 2007-04-13
10 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED RepRepresentative 2007-07-03 2007-12-19

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