Lai, Lap Yan 賴立人

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SFC roles

Organisation Position From Until
1 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2012-03-12 2014-02-16
2 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2012-03-12 2014-02-16
3 CITIC Securities Brokerage (HK) Limited RepRepresentative 2020-09-14
4 CITIC Securities Futures (HK) Limited RepRepresentative 2020-09-14 2021-03-12
Resp OffResponsible Officer 2021-03-12
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2011-09-08 2011-12-21
6 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RepRepresentative 2011-09-08 2011-12-21
7 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2011-09-08 2011-12-21
8 EMPEROR FUTURES LIMITED RepRepresentative 2010-02-03 2011-09-05
9 EMPEROR SECURITIES LIMITED (HK) RepRepresentative 2010-02-03 2011-09-05
10 Emperor Wealth Management Limited RepRepresentative 2010-05-05 2011-09-05
11 UOB KAY HIAN (HONG KONG) LIMITED RepRepresentative 2014-02-26 2020-08-31
12 UOB KAY HIAN FUTURES (HONG KONG) LIMITED RepRepresentative 2014-02-26 2019-02-28
Resp OffResponsible Officer 2019-02-28 2020-08-31

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