Chan, Sau Him 陳守謙

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SFC roles

Organisation Position From Until
1 AWSG INTERNATIONAL SECURITIES LIMITED Resp OffResponsible Officer 2019-01-10
2 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2012-05-17 2013-05-21
3 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2012-05-17 2013-05-21
4 Core Capital Securities Limited RepRepresentative 2017-05-08 2017-06-29
Resp OffResponsible Officer 2017-06-29 2018-12-15
5 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2011-09-27 2012-04-09
6 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RepRepresentative 2011-09-27 2012-04-09
7 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2011-09-27 2012-04-09
8 EMPEROR FUTURES LIMITED RepRepresentative 2008-06-11 2011-09-16
9 EMPEROR SECURITIES LIMITED (HK) RepRepresentative 2008-01-03 2011-09-16
10 Emperor Wealth Management Limited RepRepresentative 2009-11-13 2011-01-20
11 Success Futures and Foreign Exchange Limited RepRepresentative 2013-06-03 2017-04-27
12 Success Securities Limited RepRepresentative 2013-06-03 2017-04-27

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