Mou, Shuk Han 繆淑嫻

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SFC roles

Organisation Position From Until
1 Beevest Fortune Asset Management Limited Resp OffResponsible Officer 2023-03-15
2 Beevest Securities Limited RepRepresentative 2022-11-15 2022-12-14
Resp OffResponsible Officer 2022-12-14
3 China Finance Holdings Limited Resp OffResponsible Officer 2014-11-25 2016-04-10
4 EMPEROR FUTURES LIMITED RepRepresentative 2009-11-13 2013-06-10
5 EMPEROR SECURITIES LIMITED (HK) RepRepresentative 2009-11-13 2013-06-10
6 Finet Securities Limited Resp OffResponsible Officer 2014-11-25 2016-04-10
7 PHILLIP COMMODITIES (H.K.) LIMITED RepRepresentative 2008-10-08 2009-10-01
8 PHILLIP SECURITIES (HONG KONG) LIMITED RepRepresentative 2008-10-08 2009-10-01
9 SHENG YUAN SECURITIES LIMITED RepRepresentative 2020-03-17 2020-05-18
Resp OffResponsible Officer 2020-05-18 2022-08-07
10 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED RepRepresentative 2005-01-26 2005-09-21
11 SR Wealth Securities Limited Resp OffResponsible Officer 2016-08-25 2018-11-11
12 Success Futures and Foreign Exchange Limited RepRepresentative 2008-08-08 2008-10-02
13 Success Securities Limited RepRepresentative 2008-03-20 2008-10-02
14 SUN SECURITIES LIMITED RepRepresentative 2013-06-27 2013-09-25
Resp OffResponsible Officer 2013-09-25 2014-07-12
15 YUANYIN SECURITIES LIMITED Resp OffResponsible Officer 2018-11-23 2020-02-29

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