Yip, Ka Lung 葉家龍

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SFC roles

Organisation Position From Until
1 CES Capital International (Hong Kong) Co., Limited Resp OffResponsible Officer 2008-03-20 2009-03-04
2 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED Resp OffResponsible Officer 2005-09-21 2007-05-01
3 Constance Capital Limited (HK) Resp OffResponsible Officer 2016-12-19 2023-06-30
4 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2004-07-16 2005-03-17
5 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RepRepresentative 2004-08-12 2005-03-17
6 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2004-07-16 2005-03-17
7 ELSTONE SECURITIES LIMITED RepRepresentative 2003-11-10 2004-07-15
8 Essence Futures (Hong Kong) Limited Resp OffResponsible Officer 2010-10-25 2012-08-13
9 Essence International Financial Holdings Limited RepRepresentative 2010-09-07 2010-10-13
Resp OffResponsible Officer 2010-10-13 2012-08-13
10 Essence International Securities (Hong Kong) Limited Resp OffResponsible Officer 2011-06-28 2012-08-13
11 HAI TONG SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2009-08-18 2009-09-03
Resp OffResponsible Officer 2009-09-03 2010-08-18
12 HAITONG INTERNATIONAL FUTURES LIMITED Resp OffResponsible Officer 2010-05-20 2010-08-18
13 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Resp OffResponsible Officer 2010-05-20 2010-08-18
14 Hong Kong Securities (International) Company Limited RepRepresentative 2014-01-10 2014-02-10
Resp OffResponsible Officer 2014-02-10 2014-12-22
15 ICBC (Asia) Futures Company Limited Resp OffResponsible Officer 2013-07-23 2013-12-17
16 ICBC INTERNATIONAL FUTURES LIMITED Resp OffResponsible Officer 2009-05-06 2009-08-13
17 ICBC INTERNATIONAL SECURITIES LIMITED RepRepresentative 2009-03-16 2009-05-05
Resp OffResponsible Officer 2009-05-05 2009-08-13
18 KAM LUEN SECURITIES LIMITED Resp OffResponsible Officer 2023-09-26
19 orientiert XYZ Securities Limited RepRepresentative 2015-01-09 2015-02-26
Resp OffResponsible Officer 2015-02-26 2016-10-21
20 Public Financial Securities Limited RepRepresentative 2003-10-02
21 Public Futures Limited RepRepresentative 2003-10-02

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