Chan, Shu Kai (SFC:AAJ626) 陳樹基

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SFC roles

Organisation Position From Until
1 CHINA HONG KONG LINK ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2017-02-16 2017-03-31
2 China-Hong Kong Link Securities Company Limited Resp OffResponsible Officer 2016-08-09 2017-03-31
3 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED Resp OffResponsible Officer 2008-12-02 2010-06-01
RepRepresentative 2010-06-01 2012-08-30
Resp OffResponsible Officer 2012-08-30 2013-04-01
4 Imperium International Asset Management Limited Resp OffResponsible Officer 2008-12-02 2013-11-22
5 KINGDOM INVESTMENT MANAGERS LIMITED Resp OffResponsible Officer 2008-12-02 2012-12-01
6 LIONHEART LIMITED Resp OffResponsible Officer 2018-06-27 2019-06-15
7 MAINLAND ASSET MANAGEMENT LIMITED Resp OffResponsible Officer 2020-05-14 2020-06-15
8 MAINLAND SECURITIES LIMITED Resp OffResponsible Officer 2020-05-14 2021-01-21
9 MEGABASE FUTURES CO. LIMITED RepRepresentative 2003-09-05
10 RHB FUTURES HONG KONG LIMITED RepRepresentative 2007-08-06 2007-10-09
11 SDHG International Asset Management Limited Resp OffResponsible Officer 2008-12-02 2015-09-05
12 Universal Unite Wealth Management Limited Resp OffResponsible Officer 2021-03-17 2023-06-30
13 Well Link International Securities Limited RepRepresentative 2003-09-05 2007-08-04
RepRepresentative 2007-10-15 2008-01-31

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