Li, Sung Tat 李崇達

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SFC roles

Organisation Position From Until
1 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RepRepresentative 2021-11-05 2022-03-07
Resp OffResponsible Officer 2022-03-07 2023-06-01
2 China Securities (International) Brokerage Company Limited RepRepresentative 2014-07-22 2018-05-21
3 China Securities (International) Corporate Finance Company Limited RepRepresentative 2014-07-22 2018-05-21
4 CMBC International Capital Limited RepRepresentative 2018-06-11 2018-10-31
Resp OffResponsible Officer 2018-10-31 2019-05-26
5 CMBC SECURITIES COMPANY LIMITED RepRepresentative 2018-06-11 2019-05-26
6 First Prosperous Capital Company Limited Resp OffResponsible Officer 2021-08-12 2021-10-12
7 GF Capital (Hong Kong) Limited RepRepresentative 2019-06-18 2021-07-30
8 GF Securities (Hong Kong) Brokerage Limited RepRepresentative 2019-06-18 2021-07-30
9 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RepRepresentative 2011-08-25 2014-07-04
10 KAISER FUTURES LIMITED RepRepresentative 2010-02-12 2010-03-19
11 KAISER SECURITIES LIMITED RepRepresentative 2010-02-12 2010-03-19
12 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED RepRepresentative 2023-08-31 2024-02-23
Resp OffResponsible Officer 2024-02-23
13 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED RepRepresentative 2023-08-31 2024-02-23
Resp OffResponsible Officer 2024-02-23

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