Shum, Wah Nin 岑華年
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | RepRepresentative | 2014-01-06 | 2024-01-31 | |
| 2 | HSBC BROKING FOREX (ASIA) LIMITED | RepRepresentative | 2007-05-31 | 2013-12-06 | |
| 3 | HSBC BROKING FUTURES (ASIA) LIMITED | RepRepresentative | 2007-01-22 | 2013-12-06 | |
| 4 | HSBC BROKING FUTURES (HONG KONG) LIMITED | RepRepresentative | 2007-01-22 | 2013-01-22 | |
| 5 | HSBC BROKING SECURITIES (ASIA) LIMITED | RepRepresentative | 2007-01-22 | 2013-12-06 | |
| 6 | Topaz Financial Group Limited | RepRepresentative | 2024-02-26 |
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