Shen, Allan Hung Yat 沈鴻逸

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SFC roles

Organisation Position From Until
1 Credit Agricole Securities (Asia) Limited RepRepresentative 2005-03-03 2006-09-30
2 HSBC BROKING FUTURES (HONG KONG) LIMITED RepRepresentative 2003-08-01
RepRepresentative 2009-07-06 2012-09-29
3 HSBC FUTURES (SINGAPORE) PTE LTD RepRepresentative 2003-08-01
RepRepresentative 2009-07-06 2012-03-23
4 Jefferies Hong Kong Limited RepRepresentative 2012-12-03 2015-07-06
5 Morgan Stanley Asia Limited RepRepresentative 2007-08-01 2009-02-13
6 Morgan Stanley Hong Kong Futures Limited RepRepresentative 2007-08-01 2009-02-13
7 Morgan Stanley Hong Kong Securities Limited RepRepresentative 2007-08-01 2009-02-13
8 Newedge Broker Hong Kong Limited RepRepresentative 2015-07-20 2016-07-29
9 RBS Asia Futures Limited RepRepresentative 2003-08-13 2006-09-30
10 SG Asset Finance (Hong Kong) Limited RepRepresentative 2015-07-20 2016-04-29
11 SG SECURITIES (HK) LIMITED RepRepresentative 2016-02-01 2017-07-05
RepRepresentative 2018-11-23
12 UBS DERIVATIVES HONG KONG LIMITED RepRepresentative 2006-10-02 2007-06-30
13 UBS SECURITIES ASIA LIMITED RepRepresentative 2006-10-02 2007-06-30
RepRepresentative 2017-10-16 2017-11-22
14 UBS SECURITIES HONG KONG LIMITED RepRepresentative 2006-10-02 2007-06-30

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