Lee, Man Sik 李文軾

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SFC roles

Organisation Position From Until
1 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED RepRepresentative 2004-11-20
2 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED RepRepresentative 2004-11-20
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED RepRepresentative 2004-11-20
4 KGI ASIA LIMITED RepRepresentative 2004-11-25 2008-02-05
Resp OffResponsible Officer 2008-02-05 2017-10-02
Resp OffResponsible Officer 2017-10-03
5 KGI Asset Management Limited RepRepresentative 2015-06-25 2019-10-29
Resp OffResponsible Officer 2019-10-29
6 KGI FUTURES (HONG KONG) LIMITED RepRepresentative 2004-11-25 2008-02-05
Resp OffResponsible Officer 2008-02-05
7 KGI SECURITIES (HONG KONG) LIMITED RepRepresentative 2007-10-22 2008-02-05
Resp OffResponsible Officer 2008-02-05 2017-10-02
8 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Resp OffResponsible Officer 2010-03-08 2017-10-02

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