Forrest, Richard William
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | RepRepresentative | 2024-04-02 | ||
| 2 | KGI ASIA LIMITED | RepRepresentative | 2006-01-03 | 2006-03-29 | |
| RepRepresentative | 2015-03-10 | 2017-10-02 | |||
| RepRepresentative | 2017-10-03 | 2020-02-01 | |||
| 3 | KGI FUTURES (HONG KONG) LIMITED | RepRepresentative | 2006-01-03 | 2006-03-29 | |
| RepRepresentative | 2015-03-10 | 2016-10-07 | |||
| Resp OffResponsible Officer | 2016-10-07 | 2020-02-01 | |||
| 4 | KGI SECURITIES (HONG KONG) LIMITED | RepRepresentative | 2006-01-03 | 2006-03-29 | |
| 5 | MF Global Hong Kong Limited | RepRepresentative | 2009-03-26 | 2011-11-10 | |
| 6 | Newedge Broker Hong Kong Limited | RepRepresentative | 2008-03-17 | 2009-03-16 | |
| 7 | Newedge Broker Limited | RepRepresentative | 2006-05-22 | 2009-03-16 | |
| 8 | Qantex Capital Markets Limited | RepRepresentative | 2020-06-15 | 2020-08-19 | |
| Resp OffResponsible Officer | 2020-08-19 | 2024-01-01 | |||
| 9 | SG Asset Finance (Hong Kong) Limited | RepRepresentative | 2008-10-13 | 2009-03-16 | |
| 10 | T.F.S. Derivatives HK Limited | RepRepresentative | 2012-01-03 | 2014-11-30 |
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