Liu, Yuen Shan (SFC:ADC177) 廖婉珊
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | 313 Capital Management Limited | RepRepresentative | 2018-06-20 | 2018-08-01 | |
| Resp OffResponsible Officer | 2018-08-01 | 2019-06-04 | |||
| 2 | FORMAX ASSET MANAGEMENT LIMITED | RepRepresentative | 2014-12-10 | 2015-05-28 | |
| 3 | FORMAX SECURITIES LIMITED | RepRepresentative | 2014-12-10 | 2015-05-28 | |
| 4 | HK Monkey Securities Limited | Resp OffResponsible Officer | 2017-11-10 | 2018-05-18 | |
| 5 | Keptain Securities and Asset Management Limited | Resp OffResponsible Officer | 2019-08-14 | 2024-04-17 | |
| 6 | Lion Global Financial Limited | RepRepresentative | 2005-12-13 | 2012-09-18 | |
| Resp OffResponsible Officer | 2012-09-18 | 2014-04-11 | |||
| 7 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | RepRepresentative | 2005-12-01 |
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