Lam, Kate Hiu Ha 林曉霞

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SFC roles

Organisation Position From Until
1 ASG FUTURES LIMITED RepRepresentative 2003-10-22
2 ASG MANAGEMENT LIMITED (HK) RepRepresentative 2003-10-22
3 China Finance Holdings Limited RepRepresentative 2015-05-26 2015-06-04
Resp OffResponsible Officer 2015-06-04 2016-11-04
4 Finet Securities Limited RepRepresentative 2015-05-26 2015-06-04
Resp OffResponsible Officer 2015-06-04 2016-11-04
5 KARL-THOMSON COMMODITIES COMPANY LIMITED RepRepresentative 2003-10-22 2004-03-31
6 KARL-THOMSON SECURITIES COMPANY LIMITED RepRepresentative 2003-10-22 2004-03-31
7 Nerico Brothers Limited (HK) RepRepresentative 2017-09-13 2017-11-02
Resp OffResponsible Officer 2017-11-02 2022-05-05
8 Planetree Futures Limited RepRepresentative 2023-02-01 2023-03-22
Resp OffResponsible Officer 2023-03-22 2024-04-22
9 Planetree Securities Limited RepRepresentative 2023-02-01 2023-03-22
Resp OffResponsible Officer 2023-03-22 2024-04-22
10 QUAM FUTURES LIMITED RepRepresentative 2004-04-16 2006-01-31
11 Quam Securities Limited RepRepresentative 2004-04-16 2014-07-19
12 Ruisen Port Securities Limited RepRepresentative 2014-07-25 2014-08-07
Resp OffResponsible Officer 2014-08-07 2015-05-15

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