Lok, Sam Wan Wai 駱穩威

start date:
end date:
include new appointments after start date
show old organisation names

SFC roles

Organisation Position From Until
1 ASA SECURITIES LIMITED Resp OffResponsible Officer 2012-10-25 2014-05-05
2 DA INTERNATIONAL FINANCIAL SERVICE LIMITED Resp OffResponsible Officer 2016-05-10 2016-06-24
3 GAYANG SECURITIES LIMITED RepRepresentative 2018-12-07 2018-12-31
Resp OffResponsible Officer 2018-12-31
4 Hong Kong Securities (International) Company Limited Resp OffResponsible Officer 2017-11-20 2018-07-27
5 Huarong International Securities Limited RepRepresentative 2014-05-21 2014-06-18
Resp OffResponsible Officer 2014-06-18 2014-07-31
6 Merdeka Securities Limited RepRepresentative 2010-12-22 2011-01-17
Resp OffResponsible Officer 2011-01-17 2011-05-18
7 QUANTSMILE (HK) LIMITED RepRepresentative 2012-02-28 2012-06-04
8 RHB SECURITIES HONG KONG LIMITED RepRepresentative 2014-10-27 2015-01-23
9 SOUTH CHINA RESEARCH LIMITED RepRepresentative 2006-04-10 2009-11-23
10 SOUTH CHINA SECURITIES LIMITED RepRepresentative 2005-05-12 2010-09-22
11 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED RepRepresentative 2011-08-16 2011-12-15
12 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED RepRepresentative 2011-06-20 2011-06-24
Resp OffResponsible Officer 2011-06-24 2011-12-15
13 T G SECURITIES LIMITED Resp OffResponsible Officer 2012-02-28 2012-06-04
14 United Securities Limited (HK) RepRepresentative 2016-08-01 2016-09-15
Resp OffResponsible Officer 2016-09-15 2017-05-29

Some data are hidden to fit your display. Rotate?

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top