Chau, Samiel Chung Yin 周中彥

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SFC roles

Organisation Position From Until
1 ASA SECURITIES LIMITED Resp OffResponsible Officer 2010-08-19 2011-01-01
2 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED RepRepresentative 2006-07-07 2008-07-22
Resp OffResponsible Officer 2008-07-22 2009-10-14
3 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED RepRepresentative 2006-07-07 2008-07-22
Resp OffResponsible Officer 2008-07-22 2009-10-14
4 China Finance Holdings Limited Resp OffResponsible Officer 2013-02-22 2014-06-18
5 CNI Global Assets Management Limited (HK) Resp OffResponsible Officer 2021-10-06 2022-11-08
RepRepresentative 2022-11-08
6 CNI Securities Group Limited RepRepresentative 2021-06-09 2021-08-10
Resp OffResponsible Officer 2021-08-10
7 Finet Securities Limited Resp OffResponsible Officer 2013-02-22 2014-06-18
8 HUAJIN FUTURES (INTERNATIONAL) LIMITED RepRepresentative 2021-01-20 2021-05-05
9 HUAJIN SECURITIES (INTERNATIONAL) LIMITED RepRepresentative 2020-11-30 2021-05-05
10 Matrix Asset Management Limited Resp OffResponsible Officer 2016-11-10 2020-10-31
11 Matrix Securities Limited RepRepresentative 2014-06-23 2014-06-27
Resp OffResponsible Officer 2014-06-27 2020-10-31
12 SINOPAC FUTURES (ASIA) LIMITED RepRepresentative 2005-03-31
13 SINOPAC SECURITIES (ASIA) LIMITED RepRepresentative 2005-03-31
14 Tiger Securities Asset Management Company Limited RepRepresentative 2011-01-03 2011-01-11
Resp OffResponsible Officer 2011-01-11 2012-10-10
15 Well Link Securities Limited Resp OffResponsible Officer 2012-12-06 2013-02-01
16 Yuanta Asia Investment (Hong Kong) Limited RepRepresentative 2005-04-08 2006-06-26

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