Li, Guangjie 李光杰

Filing in Guotai Junan International Holdings Limited:O

Exchange Code Listed Last trade Delisted
HK Main 01788  2010-07-08    

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Filing data

Date of relevant event:2013-11-30
Awareness date (if later):
Filing date:2013-12-03
Original filing: Click here
Shares in issue as filed:1,727,650,000

Long event

Stated disclosure reason:Other
Capacity before:Beneficiary of a trust
Capacity after:Beneficial owner
Shares involved:128,000

Positions before and after the event

Interest in shares
Position Before After Change
Long 1,822,000 1,822,000 0

Percent of issued
Position Before After Change
Long 0.11% 0.11% 0.00%

Capacity of interests after the event

Interest in shares
Capacity Long Short Net
Beneficial owner 1,628,000 0 1,628,000
Beneficiary of a trust 194,000 0 194,000

Percent of issued
Capacity Long Short Net
Beneficial owner 0.09% 0.00% 0.09%
Beneficiary of a trust 0.01% 0.00% 0.01%

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