Yim, Fung 閻峰

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2014-04-09
Awareness date (if later):
Filing date:	2014-04-11
Original filing:	Click here
Shares in issue as filed:	1,729,150,000

Long event

Stated disclosure reason:	Becoming interested
Capacity after:	Beneficiary of a trust
Shares involved:	3,131,000
Currency:	HKD
Average off-exchange consideration:	0.000
Implied total value:	0

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	16,026,000	19,157,000	3,131,000

	Percent of issued
Position	Before	After	Change
Long	0.93%	1.11%	0.18%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	13,415,000	0	13,415,000
Beneficiary of a trust	5,742,000	0	5,742,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.78%	0.00%	0.78%
Beneficiary of a trust	0.33%	0.00%	0.33%

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