Yim, Fung 閻峰

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2014-09-19
Awareness date (if later):
Filing date:	2014-09-23
Original filing:	Click here
Shares in issue as filed:	2,271,360,000

Long event

Stated disclosure reason:	Exercising an option
Capacity before:	Beneficial owner
Capacity after:	Beneficial owner
Shares involved:	533,000
Currency:	HKD
Average off-exchange consideration:	5.300
Implied total value:	2,824,900

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	19,690,000	19,690,000	0

	Percent of issued
Position	Before	After	Change
Long	0.87%	0.87%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	13,948,000	0	13,948,000
Beneficiary of a trust	5,742,000	0	5,742,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.61%	0.00%	0.61%
Beneficiary of a trust	0.25%	0.00%	0.25%

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