Yim, Fung 閻峰

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2014-11-30
Awareness date (if later):
Filing date:	2014-12-02
Original filing:	Click here
Shares in issue as filed:	2,271,360,000

Long event

Stated disclosure reason:	Other
Capacity before:	Beneficiary of a trust
Capacity after:	Beneficial owner
Shares involved:	2,803,000

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	19,775,985	19,775,985	0

	Percent of issued
Position	Before	After	Change
Long	0.87%	0.87%	0.00%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	16,836,985	0	16,836,985
Beneficiary of a trust	2,939,000	0	2,939,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.74%	0.00%	0.74%
Beneficiary of a trust	0.13%	0.00%	0.13%

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